The Compliance Checklist for Financial Advisors and Decision Makers
![The-Compliance-Checklist](https://bluemind.app/hubfs/The-Compliance-Checklist.webp)
Description:
This Ebook covers the 3 part client onboarding process (Pre-Onboarding, Intra-Onboarding, Post-Onboarding) through a practical guidelines and checklist that is easy to follow and implement.