Perform a regulatory compliance self assessment for free.
Get your confidential compliance score in 5 mins.
Over 58% of insurance advisors fail to comply in annual audits facing suspensions, penalties or even losing license.
Audit is part of being in business. Proactively protect your business by using this compliance checker tool.
It covers different stages of the flow such as notes, documentation and client communication, so that you will know where you fall behind in regulatory compliance practices.
Know everything about your business practice. See what is missed, where you lacked and how to improve.
Clients entrust advisors with their private information. Self assessment helps in identifying privacy issues & resolving them.
Identify compliance risks in advance and always be ready for annual regulatory audits. Improve efficiency and lowers costs.
Regularly assessing compliance risk saves significant amount of time. Avoid the headache of having to sort through a non-compliance issue.
Compliance assessment helps in identifying potential issues in advance, reducing the chance of failure, thus, protecting your reputation.
Identify compliance risks proactively. Make sure to address each one so that you can make informed decisions.
This compliance scorecard tool is the most comprehensive compliance checker in the market.
This tool is an independent self analysis only tool and is not linked with any regulatory organization.
There is no 3rd party involved and your data and information is neither shared nor sold to anyone.
The flow and questions are well organized that makes it easy to answer and understand the results.
The result report is only shared to the email provided by you. No one can access or share it.