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Compliance Scorecard

Perform a regulatory compliance self assessment for free.

Get your confidential compliance score in 5 mins.

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Compliance Checker for Financial Advisors

Over 58% of insurance advisors fail to comply in annual audits facing suspensions, penalties or even losing license.

Audit is part of being in business. Proactively protect your business by using this compliance checker tool. 

It covers different stages of the flow such as notes, documentation and client communication, so that you will know where you fall behind in regulatory compliance practices.

Benefits of Compliance Self Assessment

Be on Top of Business

Know everything about your business practice. See what is missed, where you lacked and how to improve.

Protect Clients

Clients entrust advisors with their private information. Self assessment helps in identifying privacy issues & resolving them.

Be Ready for Audits

Identify compliance risks in advance and always be ready for annual regulatory audits. Improve efficiency and lowers costs.

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Save Time

Regularly assessing compliance risk saves significant amount of time. Avoid the headache of having to sort through a non-compliance issue.

Maintain Reputation

Compliance assessment helps in identifying potential issues in advance, reducing the chance of failure, thus, protecting your reputation.

Make Informed Decisions

Identify compliance risks proactively. Make sure to address each one so that you can make informed decisions.

Data Privacy & Security


All your data is encrypted and private. We neither access nor sell your or your client's information.


The end-to-end encryption provides full security to your data and are safely hosted in Canada.

Features in Compliance Scorecard

This compliance scorecard tool is the most comprehensive compliance checker in the market.

Self Analysis Only

This tool is an independent self analysis only tool and is not linked with any regulatory organization.

No 3rd Party

There is no 3rd party involved and your data and information is neither shared nor sold to anyone.

Well Organized

The flow and questions are well organized that makes it easy to answer and understand the results.

Confidential Report

The result report is only shared to the email provided by you. No one can access or share it.

What are you waiting for?

Click the button below, answer few questions and get your regulatory compliance assessment report for free.

An Automated Compliance CRM For Financial Advisors


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A Compliance Companion Tool For Financial Advisors


A Compliance Companion Tool For Financial Advisors

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